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FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * RTLC Management, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol TWITTER, INC. [TWTR] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 7704685 | I | See footnote (1) |
| Common Stock | 2981151 | I | See footnote (2) |
| Common Stock | 32165227 | I | See footnote (3) |
| Common Stock | 1056557 | I | See footnote (4) |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
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Remarks:
This report is filed as one of three to report related transactions for the following filers: RTLC Management, LLC; John Giampetroni; Suhail Rizvi; Compliance Matter Services, LLC; Institutional Associates Fund, LLC; Institutional Associates Fund II, LLC; RT-FF SM, LLC; RT-FF SM II, LLC; RT Morningside, LLC; RT Morningside II, LLC; RT EA, LLC; RT Kendall, LLC; RT Kingdom, LLC; RT Spartan III, LLC; RT Treetops, LLC; RTLC Management III, LLC; RTLC Management IV, LLC; RTLC Management V, LLC; RTLC Management VI, LLC; and IAF Manager, LLC. |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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RTLC Management, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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Giampetroni John
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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RIZVI SUHAIL
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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Compliance Matter Services, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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Institutional Associates Fund II, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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Institutional Associates Fund, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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IAF Manager, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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RT Treetops, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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RTLC Management V, LLC
260 EAST BROWN STREET, SUITE 380 BIRMINGHAM, MI 48009 |
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X |
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Signatures
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| /s/ Viqar Shariff, Vice President RTLC Management, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ John Giampetroni | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Suhail Rizvi | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Manager of Compliance Matter Services, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Manager of Institutional Associates Fund II, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of IAF Manager, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of IAF Manager, LLC, the Manager of Institutional Associates Fund, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of RTLC Management V, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of RTLC Management V, LLC, the Manager of RT Treetops, LLC | 11/6/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |